Has your firm documented all of the key tasks and processes required to keep your business operating effectively? If not, we can help.
We specialize in process analysis, development, and documentation for the investment management industry. Areas of focus can extend to any aspect of an adviser’s business, including:
- System functionality and utilization
- Operations
- Record retention
- Compliance controls
- Performance calculation and presentation
We help firms to develop and document standard operating procedures (SOPs) that detail step-by-step instructions that outline how to perform specific tasks or procedures within the organization.
Benefits include:
- Preserving critical knowledge and expertise to support business continuity
- Facilitating consistent and comprehensive onboarding training for new employees
- Improving quality and consistency of work product
- Creating an essential foundation for increased efficiency and automation