GIPS Compliance

Helping firms to achieve and maintain compliance with the GIPS standards by taking a hands-on approach and providing practical solutions.

Read More

SEC Marketing Rule Compliance

Reviewing sales and marketing literature and updating the materials with applicable disclosures for compliance with the SEC Marketing Rule and the GIPS standards.

Read More

Performance Validation & Reporting

Compiling composite performance results, validating consistency with documented policies, identifying outliers, and calculating various composite statistics.

Read More

RESOURCES AND MATERIALS

GIPS Standards     SEC Marketing Rule     FAQ

New FAQ – SEC Clarifies When Gross-Only May Be Allowed

Yes, Yield Can Be Presented Gross of Fees! We now have clearer guidance regarding the application of Rule 206(4)-1 under …

Continue Reading

Guardian Performance Solutions Enhances Services with Confluence Revolution Composites

At Guardian Performance Solutions LLC (GPS), we continuously seek innovative solutions to enhance our services and ensure our clients stay …

Continue Reading

Application of the GIPS® Standards to Pooled Funds

Originally designed to standardize performance reporting for individual separately managed accounts, the Global Investment Performance Standards (GIPS® standards) have evolved …

Continue Reading

Hypothetical Performance Under SEC Marketing Rule

Under the SEC Marketing Rule, firms are limited in how they are allowed to distribute and use presentations that include …

Continue Reading