GIPS Compliance

Helping firms to achieve and maintain compliance with the GIPS standards by taking a hands-on approach and providing practical solutions.

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SEC Marketing Rule Compliance

Reviewing sales and marketing literature and updating the materials with applicable disclosures for compliance with the SEC Marketing Rule and the GIPS standards.

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Performance Validation & Reporting

Compiling composite performance results, validating consistency with documented policies, identifying outliers, and calculating various composite statistics.

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RESOURCES AND MATERIALS

GIPS Standards     SEC Marketing Rule     FAQ

Challenges Firms Continue to Face When Complying with the SEC Marketing Rule

The SEC Marketing Rule (the “Marketing Rule”) has been in effect for nearly two years and remains a central focus …

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Guardian Performance Solutions Enhances Services with Confluence Revolution Composites

At Guardian Performance Solutions LLC (GPS), we continuously seek innovative solutions to enhance our services and ensure our clients stay …

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Application of the GIPS® Standards to Pooled Funds

Originally designed to standardize performance reporting for individual separately managed accounts, the Global Investment Performance Standards (GIPS® standards) have evolved …

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Hypothetical Performance Under SEC Marketing Rule

Under the SEC Marketing Rule, firms are limited in how they are allowed to distribute and use presentations that include …

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