By Arin Stancil, CFA, CIPM Investment Adviser Association Newsletter, 01.2021 For firms that are still following the 2010 edition of the GIPS standards, there are several steps that need to be taken and decisions that need to be made in order to ensure ongoing compliance. This article summarizes some key […]
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2020: Steps to Implementing the 2020 Edition of the GIPS Standards
By Amy Jones, CIPM
National Society of Compliance Professionals (NSCP) Currents , 09.2019
What Compliance Officers Should Know
By Amy Jones and Arin Stancil
National Society of Compliance Professionals (NSCP) Currents, 09.2019
GIPS 2020: Changes on the Horizon for GIPS Compliant Firms
By Arin Stancil, CFA, CIPM Investment Adviser Association Newsletter, 10.2018 The 2020 GIPS standards represents the most significant restructuring of the GIPS standards. Including guidance specific to pooled funds. Arin highlights some of the changes that firms should be aware of. Read the Article
Continue ReadingYear-End Review & Testing Considerations for GIPS® Compliant Firms
By Amy Jones and Arin Stancil
National Society of Compliance Professionals (NSCP) Currents , 11.2017
Establishing New Standards for Pooled Funds
By Arin Stancil, CFA, CIPM
Investment Adviser Association Newsletter, 08.2017
Testing the Effectiveness of Your GIPS Compliance Program
By Amy Jones, CIPM
National Society of Compliance Professionals (NSCP) Currents , 06.2017
Communicating Accurate Investment Results
By Amy Jones, CIPM, and Thusith Mahanama
National Society of Compliance Professionals (NSCP) Currents , 06.2017
GIPS is Becoming a Must-Have for All Investment Managers
By Amy Jones, CIPM, Guardian Performance Solutions LLC, and Thusith Mahanama, Assette* Investment Adviser Association Newsletter, 04.2015
Continue ReadingSEC Enforcement of GIPS Compliance: a Closer Look
By Amy Jones, CIPM, and Arin Stancil, CFA, CIPM
Wolters Kluwer: Practical Compliance & Risk Management For the Securities Industry, 11.2014