2024 EVENTS
Practical Strategies for Creating Compliant Performance Advertisements
September 12, 2024 | 11:00 AM EDT | Register Here
In collaboration with Confluence, join us for this insightful webinar and gain valuable perspectives and actionable strategies for navigating the complexities of the SEC’s marketing regulations.
Despite automation in performance calculations, most investment management firms still rely on a mix of manual and automated processes to incorporate performance data into advertising materials. This approach ─ prone to human error ─ involves compiling data, reformatting reports, and manual data entry. The SEC Marketing Rule adds further complexity, necessitating additional calculations for compliance. Given the current landscape, firms must adopt technology to streamline operations, reduce errors, and improve client communications.
Attend our webinar and discover effective strategies firms can deploy to navigate the following areas:
- Composite construction best practices
- Net of fees
- Substantiation requirements
- Producing accurate and compliant advertisements
28th Annual GIPS® Standards Conference
September 17-18, 2024
More Information is available by clicking here.
2024 National Society of Compliance Professionals (NSCP) National Conference
October 28-30, 2024
More Information is available by clicking here.
2023 EVENTS
27th Annual GIPS® Standards Conference
October 17-18, 2023
2022 EVENTS
26th Annual GIPS® Standards Conference
October 25-26, 2022
Session: Model Portfolio Programs – Panelist: Amy Jones, CIPM
Webinar: Addressing Key Elements of the SEC Marketing Rule
August 11, 2022
Speaker: Arin Stancil, CFA, CIPM
2021 EVENTS
25th Annual GIPS® Standards Virtual Conference
October 26-27, 2021
Speaker: Arin Stancil, CPA, CIPM
Session: Complying with the Pooled Fund Requirements of the GIPS Standards.
Institutional Investor Legal Forum – Virtual Summer Workshop
July 21, 2021
Speaker: Arin Stancil, CFA, CIPM
2020 EVENTS
24th Annual GIPS® Standards Virtual Conference
October 26-30, 2020
National Society of Compliance Professionals (NSCP) National Conference – Virtual
October 19-21, 2020